We provide an easy to use base FICA (Financial Intelligence Centre Act) Risk Management and Compliance Policy. This enables you to easily comply with the Financial Intelligence Center rules requiring you to have such a policy.
This general RMCP will work with any accountable institution and only certain sections have to be edited to be customized to your business, but we provide full instructions.Remember you need to make sure that the policy is used and adapted to how you do business. If you do not comply with what it says you do in practice you may face fines.
Ensure you edit all items in the policy as indicated and also ensure that all text in blocks is reviewed and edited.
It includes
RMCP Policy
Annexure 1A -Central Client List
Annexure B - D
Annexure 2 - Reporting Form
Annexure 3 Board Resolution
Index and Use Instructions
If you need extra assistance please contact us on hello@horizoncompliance.co.za !